Monthly Archive: December 2011

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SEC and FINRA Issue Cybersecurity Publications

SEC and FINRA Issue Cybersecurity Publications On February 3, the Securities and Exchange Commission and Financial Industry Regulatory Authority issued separate publications on cybersecurity risk. The SEC’s risk alert provides summary observations from the...

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CFTC Adopts Final Trade Option Rule

CFTC Adopts Final Trade Option Rule On March 16, 2016, the Commodity Futures Trading Commission (“CFTC”) unanimously approved amendments to the rules applicable to certain physically-settled options referred to as “trade options.”  This final...